The documents listed below are official court documents related to the NASI Automated Systems SEC case and are available here to provide visibility to legal proceedings to date. The files are listed in date order, with the most recent at the top. Each file is a PDF document, so you may download and save for your records.

5/24/2017 - Receivers 10th Fee Application

5/24/2017 - Notice of Hearing – Q1 2017 Fee Applications

5/24/2017 – Allen Matkins 10th Fee Application

5/08/2017 – Receiver’s 11th Interim Report

2/28/2017 - Order Approving Ninth Fee Applications

2/23/2017 – Receiver’s Ninth Fee Application

2/23/2017 - Allen Matkins Ninth Fee Application

2/23/2017 - Notice of Hearing – Q4 Fee Applications

1/26/2017 - Receiver’s Tenth Interim Report

12/27/2016 – Order Granting 8th Fee Applications

12/09/2016 - Receiver’s 8th Fee Application

12/09/2016 - Allen Matkins 8th Fee Application

12/09/2016 – Duffy’s 2nd Fee Application

10/25/2016 - Receiver’s Ninth Interim Report

08/16/2016 - Goold’s First & Final Fee Application

08/16/2016 - Allen Matkins Seventh Fee Application

8/16/2016 - Receiver’s Seventh Fee Application

7/25/2016 - Receiver’s Eighth Interim Report

5/23/2016 - Receiver’s Sixth Fee Application

5/23/2016 – Allen Matkins’s Sixth Fee Application

5/5/2016Receiver’s Seventh Interim Report

3/17/2016Allen Matkins Fifth Fee Application

3/17/2016Receiver’s Fifth Fee Application

2/16/2016 - Receiver’s Sixth Interim Report

12/23/2015 - Order Approving Receiver, Counsel and CPA Fee Applications

12/09/2015 - CPA First Fee Application

12/09/2015 Allen Matkins Fourth Fee Application

12/09/2015 - Receiver’s Fourth Fee Application

11/11/2015 - Receiver’s Fifth Interim Report

9/16/2015Court order Granting Third Fee Applications 

8/18/2015 - Allen Matkins Third Fee Application

8/18/2015 - Receiver’s Third Fee Application

8/3/2015 - Receiver’s Fourth Report and Recommendations

6/16/2015 - Court Order Granting Second Fee Applications

6/12/2015 - SEC’s Notice of Non-Opposition for Fee Applications

6/8/2015 - Allen Matkins Second Fee Application

6/8/2015 - Receiver’s Second Fee Application

5/27/2015 - Receiver’s Third Interim Report

4/21/2015 - Order Granting Receiver’s Fee Applications and Authority to Pursue Clawback Claims

04/7/2015SEC’s Notice of Non-Opposition to Clawback Motion & First Fee Approvals

03/17/2015 - Notice of Hearing – Receiver’s First Fee Application

03/17/2015 - Allen Matkin’s First Fee Application

03/17/2015 - Receiver’s First Fee Application

03/17/2015 - Motion for Authority to Pursue Clawback Claims

01/30/2015Receiver’s Second Report

12/16/2014 - Criminal Case Filing 

11/19/2014 - Order Approving First Interim Report

11/6/2014 - Receiver’s First Report and Recommended Actions

10/31/2014 - NASI Preliminary Injunction Order

10/22/2014 - Order Approving Dismissal of Involuntary Chapter 7 Bankruptcy Filed Against NASI

10/10/2014 - Order Extending Temporary Restraining Order & Continuing Hearing on Order to Show Cause

9/30/2014 - Summary of SEC v. NASI Case

9/30/2014 - Order Appointing Receiver and Temporary Restraining Order against NASI

9/30/2014 - Order Temporarily Making the SEC’s Application for a Temporary Restraining Order Classified Information