The documents listed below are official court documents related to the NASI Automated Systems SEC case and are available here to provide visibility to legal proceedings to date. The files are listed in date order, with the most recent at the top. Each file is a PDF document, so you may download and save for your records.

9/2/2017 - Allen Matkins 11th Fee Application

9/1/2017 - Duffy’s 3rd Fee Application

9/1/2017 - Receivers 11th Fee Application

8/17/2017 – Receivers 12th Interim Report

5/24/2017 - Receivers 10th Fee Application

5/24/2017 - Notice of Hearing – Q1 2017 Fee Applications

5/24/2017 – Allen Matkins 10th Fee Application

5/08/2017 – Receiver’s 11th Interim Report

2/28/2017 - Order Approving 9th Fee Applications

2/23/2017 – Receiver’s 9th Fee Application

2/23/2017 - Allen Matkins 9th Fee Application

2/23/2017 - Notice of Hearing – Q4 Fee Applications

1/26/2017 - Receiver’s 10th Interim Report

12/27/2016 – Order Granting 8th Fee Applications

12/09/2016 - Receiver’s 8th Fee Application

12/09/2016 - Allen Matkins 8th Fee Application

12/09/2016 – Duffy’s 2nd Fee Application

10/25/2016 - Receiver’s 9th Interim Report

08/16/2016 - Goold’s First & Final Fee Application

08/16/2016 - Allen Matkins 7th Fee Application

8/16/2016 - Receiver’s 7th Fee Application

7/25/2016 - Receiver’s 8th Interim Report

5/23/2016 - Receiver’s 6th Fee Application

5/23/2016 – Allen Matkins’s 6th Fee Application

5/5/2016Receiver’s 7th Interim Report

3/17/2016Allen Matkins 5th Fee Application

3/17/2016Receiver’s 5th Fee Application

2/16/2016 - Receiver’s 6th Interim Report

12/23/2015 - Order Approving Receiver, Counsel and CPA Fee Applications

12/09/2015 - CPA First Fee Application

12/09/2015 Allen Matkins 4th Fee Application

12/09/2015 - Receiver’s 4th Fee Application

11/11/2015 - Receiver’s 5th Interim Report

9/16/2015Court order Granting 3rd Fee Applications 

8/18/2015 - Allen Matkins 3rd Fee Application

8/18/2015 - Receiver’s 3rd Fee Application

8/3/2015 - Receiver’s 4th Report and Recommendations

6/16/2015 - Court Order Granting 2nd Fee Applications

6/12/2015 - SEC’s Notice of Non-Opposition for Fee Applications

6/8/2015 - Allen Matkins 2nd Fee Application

6/8/2015 - Receiver’s Second Fee Application

5/27/2015 - Receiver’s Third Interim Report

4/21/2015 - Order Granting Receiver’s Fee Applications and Authority to Pursue Clawback Claims

04/7/2015SEC’s Notice of Non-Opposition to Clawback Motion & First Fee Approvals

03/17/2015 - Notice of Hearing – Receiver’s First Fee Application

03/17/2015 - Allen Matkin’s First Fee Application

03/17/2015 - Receiver’s First Fee Application

03/17/2015 - Motion for Authority to Pursue Clawback Claims

01/30/2015Receiver’s 2nd Report

12/16/2014 - Criminal Case Filing 

11/19/2014 - Order Approving First Interim Report

11/6/2014 - Receiver’s First Report and Recommended Actions

10/31/2014 - NASI Preliminary Injunction Order

10/22/2014 - Order Approving Dismissal of Involuntary Chapter 7 Bankruptcy Filed Against NASI

10/10/2014 - Order Extending Temporary Restraining Order & Continuing Hearing on Order to Show Cause

9/30/2014 - Summary of SEC v. NASI Case

9/30/2014 - Order Appointing Receiver and Temporary Restraining Order against NASI

9/30/2014 - Order Temporarily Making the SEC’s Application for a Temporary Restraining Order Classified Information